Uniform Securities Act

Results: 366



#Item
21Securities Exchange Act / Medical prescription / Medicine / Financial regulation / Health / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Order Granting Approval to Proposed Rule Change Amending the Listed Company Manual Sectionto Create a Uniform Method for a Company to Provide Notice to the Exchange When Required Pursuant to Sections, 204.

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Source URL: www.sec.gov

Language: English - Date: 2013-01-14 14:43:25
22Financial adviser / Uniform Securities Act / Business / Money / Economics / Finance / Registered Investment Advisor / Cease and desist

COMMONWEALTH OF MASSACH{JSETTS OFFICE OF THE SECRETARY OF THE COMMONWEALTH SECURITIES DIVISION ONE ASHBURTON PLACE, ROOM 1701 BOSTON, MASSACHUSETTS 02108 )

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Source URL: www.casewatch.org

Language: English - Date: 2013-05-14 20:19:45
23Financial economics / Economics / Internal Revenue Service / Taxation / Equity securities / Uniform Gifts to Minors Act / Stock transfer agent / Dividend / Backup withholding / Law / Stock market / Taxation in the United States

Microsoft Word - Transfer of Ownership Form_012315 FINALrev.doc

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Source URL: www.amstock.com

Language: English - Date: 2015-01-28 10:52:25
24Finance / Collective investment schemes / Funds / International Organization of Securities Commissions / Hedge fund / Uniform Securities Act / Financial economics / Investment / Financial services

Securities Commission of The Bahamas Securities Industry Act, 2011 and Investment Funds Act, 2003 Industry Briefing 25 June 2014 The Honourable Michael B. Halkitis Minister of State for Finance

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Source URL: www.scb.gov.bs

Language: English - Date: 2014-07-02 10:54:38
25Uniform Act / Business / National Conference of Commissioners on Uniform State Laws / Law of the United States / Federal Reserve System / American Law Institute / Uniform Commercial Code / Uniform Partnership Act / Uniform Securities Act / Law / Business law / Private law

Who is Running America? The Bankruptcy of America, the Corporate United States and the New World Order http://www.barefootsworld.net/usfraud.html

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Source URL: anticorruptionsociety.files.wordpress.com

Language: English - Date: 2015-02-25 09:51:40
26Investment / Financial economics / Securities regulation in the United States / Business / Money / Registered Investment Advisor / Uniform Securities Act / Finance / United States securities law / Financial adviser

INDUSTRY BRIEFING SECURITIES INDUSTRY ACT, 2011 (SIA, 2011) & INVESTMENT FUNDS ACT, 2003 (IFA, [removed]Wednesday 25th June 2014 at the British Colonial Hilton, New Providence

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Source URL: www.scb.gov.bs

Language: English - Date: 2014-07-01 10:35:30
27Private law / Uniform Act / Uniform Commercial Code / National Conference of Commissioners on Uniform State Laws / Negotiable instrument / American Law Institute / Law of the United States / Model act / Uniform Securities Act / Business law / Law / Business

Uniform Law Commission NATIONAL CONFERENCE OF COMMISSIONERS ON UNIFORM STATE LAWS 111 N. Wabash Ave. Suite 1010 Chicago, IL 60602

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Source URL: fedpaymentsimprovement.org

Language: English - Date: 2013-12-20 14:29:34
28United States Securities and Exchange Commission / Securities / Financial economics / Financial system / Government / Securities Exchange Act / Uniform Securities Act / United States securities law / Securities Commission of New Zealand / 73rd United States Congress

SECURITIES COMMISSION OF THE BAHAMAS PUBLIC NOTICE No. 3 of[removed]March 12, 2015

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Source URL: www.scb.gov.bs

Language: English - Date: 2015-03-13 13:24:20
29Government / Economics / Canadian securities regulation / Uganda / Uniform Securities Act / Securities Commission / Capital market / United States securities law

Securities Commission of The Bahamas 3RD Floor, Charlotte House Shirley & Charlotte Streets P.O. Box N – 8347 Nassau, Bahamas

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Source URL: www.scb.gov.bs

Language: English - Date: 2012-02-01 16:45:41
30Economy of the United States / Auditing / United States securities law / Center for Audit Quality / Private Securities Litigation Reform Act / Securities Litigation Uniform Standards Act / Securities fraud / U.S. Securities and Exchange Commission / Amicus curiae / Accountancy / Corporate crime / Business

No[removed]IN THE pìéêÉãÉ=`çìêí=çÑ=íÜÉ=råáíÉÇ=pí~íÉë= DELOITTE & TOUCHE LLP AND JAN A. LOMMELE,

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Source URL: www.thecaq.org

Language: English - Date: 2013-06-06 16:33:42
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